Web14 Apr 2024 · Ref.: SFC/LE/LSD/230414 Duties & Responsibilities: An excellent opportunity to join the statutory body which regulates and promotes the development of the securities and futures markets in Hong Kong. This legal executive role involves providing a range of support to lawyers in the Commission’s Legal Services Division across a wide variety of ... WebThe SFC does not own the copyright for any of the documents on display. By providing the documents on display to the SFC in accordance with the Codes, an issuer consents to these documents being downloaded or printed by users of our website solely for their personal use or for use within their firm or organisation.
SFC and Exchange conclude joint consultation on listing regulation
Web29 Mar 2024 · On January 28, 2024, the Securities and Futures Commission (“ SFC ”) and the Hong Kong Monetary Authority (“ HKMA ”) issued a “Joint Circular on Intermediaries’ … Web28 Feb 2024 · The SFC proposes that all licensed VATP operators comply with the Guidelines for Virtual Asset Trading Platform Operations (the VATP Guidelines), which are drafted based on and modified from the regulatory requirements of the existing opt-in regime under the Securities and Futures Ordinance (SFO) for centralized VATPs, which … highest melting point of elements
Hong Kong SFC Finalizes Climate Risk Requirements for Fund …
WebThe principal role of the SFC is to investigate market abuses in the securities and futures markets and establish accounting standards and audit reviews. It also conducts advance … Web8 Jul 2024 · Ashley is currently Chief Executive Officer of the Securities and Futures Commission (SFC) in Hong Kong, a role he has held since 2011. Ashley also chairs the … WebOn 10 June 2024, the Securities and Futures Commission (SFC) launched a two-month consultation on proposed amendments to the enforcement-related provisions of the Securities and Futures Ordinance (SFO). The Consultation Paper’s proposals are far-reaching, comprising the following three principal proposals: how good is ashley furniture